Decomposing Heterogeneity in Inequality of Educational Opportunities: Family Income and Academic Performance in Brazilian Higher Education

Adriano S. Senkevics, Rogério J. Barbosa, Flavio Carvalhaes, Carlos A. Costa Ribeiro

Sociological Science September 10, 2024
10.15195/v11.a31


Access to higher education depends on the interaction between social origins and academic performance: background resources boost academic skills; but even when controlling for performance, privileged students are more likely to make ambitious choices and further transitions. Recent literature has shown that inequality in educational choices is heterogeneous across countries. However, it is still not well understood how different institutional designs within countries may affect the workings of those effects and how they can strengthen or weaken the inequality of educational opportunities. Using high-quality register data from the Brazilian higher education system, our work contributes to this understanding by investigating how SES and performance interact and drive students’ choice between three different tracks: not entering higher education, entering the private system, or entering the public system. We developed a strategy to encompass multinomial choices and decompose the inequalities into primary and secondary effects. Using the Shapley Value decomposition strategy, we correct an intrinsic asymmetry that biased previous results. Our findings suggest affluent students enjoy dual advantages: high exam performance amplifies access to public universities (indirect effect) and family resources offset subpar performance, ensuring private university access (direct effect). We found no signs of multiplicative advantages.
Creative Commons LicenseThis work is licensed under a Creative Commons Attribution 4.0 International License.

Adriano S. Senkevics: National Institute for Educational Studies and Research, Ministry of Education of Brazil
E-mail: adriano.senkevics@alumni.usp.br

Rogério J. Barbosa: Institute of Social and Political Studies, State University of Rio de Janeiro
E-mail: rogerio.barbosa@iesp.uerj.br

Flavio Carvalhaes: Department of Sociology, Federal University of Rio de Janeiro
E-mail: flaviocarvalhaes@gmail.com

Carlos A. Costa Ribeiro: Institute of Social and Political Studies, State University of Rio de Janeiro
E-mail: carloscr@iesp.uerj.br

Acknowledgements: We extend our gratitude to the editors and reviewers for their insightful suggestions. We are thankful to Marcelo Medeiros, Thomas DiPrete, and Scott Davies, as well as the School of International and Public Affairs and the Institute of Latin American Studies at Columbia University and the Ontario Institute for Studies in Education at the University of Toronto for their hospitality during the authors’ visit. Special thanks go to the National Institute for Educational Studies and Research (INEP) for granting access to the restricted microdata. We are also appreciative of the financial support provided by Fundação de Amparo à Pesquisa do Estado do Rio de Janeiro – FAPERJ (grants E-26/201.343/2021 and 010.002639/2019); Conselho Nacional de Desenvolvimento Tecnológico – CNPq (grant 400786/2016-8); Coordenação de Aperfeiçoamento de Pessoal de Nível Superior – CAPES (grant 88887.368106/2019-00); and Pro-Ciência from the State University of Rio de Janeiro – UERJ.

Supplemental Materials

Reproducibility Package: The replication package is available at https://osf.io/pru32/; however, due to the use of restricted microdata from INEP’s Protected Data Access Service, it does not enable the replication of the full results as the data set is subject to specific limitations.

  • Citation: Senkevics, Adriano S., Rogério J. Barbosa, Flavio Carvalhaes, and Carlos A. Costa Ribeiro. 2024. “Decomposing Heterogeneity in Inequality of Educational Opportunities: Family Income and Academic Performance in Brazilian Higher Education.” Sociological Science 11: 854-885.
  • Received: November 26, 2023
  • Accepted: April 19, 2024
  • Editors: Arnout van de Rijt, Jeremy Freese
  • DOI: 10.15195/v11.a31


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